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世界金融结构变迁的市场化趋势推动着中国以商业银行为主体的传统金融体系向以资本市场为中心的现代金融体系演进,实现资本市场和商业银行功能互补的金融综合化经营。金融综合化经营深刻改变着中国的金融业格局,使得金融生态的动态平衡系统失序。本文基于法与金融学的视角,指出金融结构变迁下的中国金融综合化经营法治框架的构建,涵括具体金融法律制度的构建,金融法律制度变迁背后的路径依赖与约束条件,以及中国的正式金融法律、可选择的制度安排与非正式规则的兼容。
The marketization trend of world financial structure changes has driven China’s traditional financial system with commercial banks as the main body to evolve from the modern financial system centered around capital markets to realize the financial integrated management with complementary functions of capital markets and commercial banks. Financial consolidation has profoundly changed the pattern of China’s financial industry, making the system of dynamic equilibrium of financial ecology disorderly. Based on the perspective of law and finance, this paper points out the construction of the legal framework of China’s financial integrated management under the change of financial structure, including the construction of specific financial legal system, the path dependence and constraints behind the change of financial legal system, and the formal Financial law, alternative institutional arrangements and informal rules.