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中山证券公司北京营业部:中国证券监督管理委员会对中山证券公司北京营业部挪用客户保证金等违规行为进行了调查。一、违规事实(一)中山证券公司北京营业部从1997年1月至1998年7月挪用客户保证金,为一些客户的股票交易提供融资,累计发生额15,357.5万元,共计获得非法利息收入1,945,186.39元。上述挪用资金分别通过海南金阳咨询服务有限公司和北京京安信投资
Zhongshan Securities Company Beijing Sales Department: China Securities Regulatory Commission investigated the non-compliance by embezzlement of customer deposits by the Beijing Sales Department of Zhongshan Securities Company. I. Unfair facts (1) The Beijing Sales Department of Zhongshan Securities Co. embezzled the client bond from January 1997 to July 1998 and provided financing for the stock transactions of some clients with a total amount of RMB155,757,000 and a total of RMB1,945,186.39 of illegal interest income . The misappropriation of funds by Hainan Jinyang Consulting Services Co., Ltd. and Beijing Jing Anxin Investment