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证券发行人向公众发售其证券的过程一直是证券业管理中的一个重要问题。证券法的基本出发点是确保投资者能得到公开发行证券的可靠信息。证券法规定禁止未经注册的证券向公众发行,为保证注册说明书信息的完整和准确,各种制裁是不可或缺的。证券法规定了重大的误述或省略的民事责任,并对原告的诉权、举证、责任分担、各被告的抗辩和反诉作了详细规定。
The process by which issuers offer their securities to the public has been an important issue in the management of the securities industry. The basic starting point of securities law is to ensure that investors can get reliable information on the public offering of securities. Securities laws prohibit the unregistered securities issued to the public, in order to ensure the integrity and accuracy of registration information, various sanctions are indispensable. The Securities Law stipulated a major misrepresentation or omission of civil liability and provided detailed provisions on the plaintiff’s right of action, evidence, the sharing of responsibilities and the defenses and counterclaims of the defendants.