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第一章 总则 第一条 为规范境内、境外证券经营机构从事外资股业务活动,保护投资者合法权益,根据国家有关法律和法规,制定本规定。 第二条 境内、境外证券经营机构从事外资股业务,应当依据本规定,取得中国证券监督管理委员会(以下简称证监会)颁发的《经营外资股业务资格证书》(以下简称资格证书)。 前款所称外资股包括境内上市外资股和境
Chapter I General Provisions Article 1 These Regulations are formulated in accordance with the relevant state laws and regulations in order to regulate the business operations of foreign capital stocks by domestic and overseas securities institutions and to protect the lawful rights and interests of investors. Article 2 The domestic and overseas securities institutions engaging in the business of foreign capital shares shall obtain the Qualification Certificate for Business Operation of Foreign Investment Shares (hereinafter referred to as the Qualification Certificate) issued by the China Securities Regulatory Commission (hereinafter referred to as the CSRC) in accordance with these Provisions. The foreign shares referred to in the preceding paragraph include domestic listed foreign shares and the territory