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随着对传统的投资回报率管制模式存在弊端的认识逐步加深和管制经济学理论的发展 ,一种被称为基于绩效的管制模式已被引入到电力工业的管制 ,并在很多国家逐步得到广泛应用。对于西方大多数发达国家 ,其电力工业市场化改革的主要动机之一是 ,解决由于对垄断的电力公司长期采用的基于投资的利润控制管制所引起的过量投资问题 ,基于绩效的管制可以在相当程度上解决这一问题 ,因而受到普遍重视。文中以具有自然垄断特性的输电和配电系统的管制为背景 ,在对传统的基于投资回报率的管制方法存在的问题进行简单介绍的基础上 ,对基于绩效的管制的几种主要模式、优缺点 ,以及设计这类管制模式时需要注意的问题做了简要综述。
With the gradual deepening of the understanding of the drawbacks of the traditional ROI regulation model and the development of economic theory of regulation, a control model called performance-based regulation has been introduced into the regulation of the power industry and gradually extended in many countries application. For the majority of the developed countries in the West, one of the major motives for the market-based reform of the power industry is to address the problem of overinvestment caused by investment-based profit-control over long-term adoption by monopolistic power companies. Performance-based controls can be comparable To the extent that this problem is solved, it has received universal attention. Based on the background of the control of transmission and distribution system with natural monopoly characteristics, based on the brief introduction of the problems existing in the traditional ROA-based control method, several main modes of performance-based control, Shortcomings, and issues that need attention in the design of such regulatory modalities.