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证券公司风险处置首先需要完善的法律环境和政策环境;监管部门分类监管、扶优限劣的监管原则,积极推动了优质证券公司创新发展。高危券商风险处置中需要维护稳定。不同的风险处置模式面临的维稳压力不同,维稳模式和工作机制也就相应不同。
First, the risk handling of securities companies requires a sound legal environment and policy environment. The regulatory authorities shall supervise the innovation and development of high-quality securities companies by supervising the classification and monitoring of supervisory agencies and supervising the limited and superficial ones. Risk management of high-risk securities need to maintain stability. Different risk management modes face different maintenance pressure, and the maintenance mode and working mechanism are different accordingly.