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信用评级在资本市场中扮演着重要的角色,为投资者进行投资决策提供信息,充当债券市场看门人,当风险状况恶化时通过降低信用等级为投资者警示信用风险。我国信用评级是在20世纪80年代顺应债券市场统一管理的需要建立起来,起步比较晚,信用评级监管制度不健全,对信用评级的规范运行至关重要的市场准入制度、利益冲突防范机制和信息披露制度都等都存在一定问题。结合我国实际,本文分析我国信用评级机构监管存在的问题,提出对信用评级机构监管的建议。
Credit ratings play an important role in the capital markets by providing investors with information about investment decisions and as gatekeepers to bond markets, alerting investors to credit risk by reducing credit ratings as risk conditions worsen. China’s credit rating was established in response to the unified management of the bond market in the 1980s, started relatively late, the credit rating regulatory system is not perfect, the market access system, the conflict prevention mechanism and Information disclosure system all have certain problems. Combined with the reality of our country, this article analyzes the problems existing in the supervision of credit rating agencies in our country and puts forward some suggestions on the supervision of credit rating agencies.