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文章从立法内容与需承担法律责任两方面对内幕交易、操纵市场、欺诈客户、虚假陈述的行为及不规范信息披露制度等违法违规行为进行了中外比较。建议证券监管部门应该对禁止的交易行为进行严格的监管 ,加大执法力度 ,并尽快建立民事赔偿制度 ,以保护投资者的利益。
The article makes a comparison between China and foreign countries on the illegal acts of insider trading, market manipulation, customer fraud, misrepresentation and non-standard information disclosure system from the aspects of legislation and liability. It is suggested that securities regulatory authorities should strictly regulate the prohibited transactions, intensify law enforcement, and establish a civil compensation system as soon as possible to protect the interests of investors.