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21世纪初,曾有一家在开曼群岛注册的股份公司请我担当独立董事,想在香港联交所上市。在上市申请材料递交以后,联交所先后向我发来一大堆资料,首先要我了解香港上市的有关法律规定与交易所规则,紧接着又通知我随时准备赴港接受聆讯。印象中的一大堆资料,除了法律文本外,便是针对上市申请材料提出的无数个问题。后因本人身份决定,赴港需要组织特别审批,任职之事只能作罢,接受聆讯的体验也就失之交臂了。在我国亟待建立股票发行注册制之时,倒让我想
At the beginning of the 21st century, a joint-stock company registered in the Cayman Islands asked me to act as an independent director and want to list on the Hong Kong Stock Exchange. After the listing application materials were submitted, the Exchange has sent me a lot of information. First, I needed to know the relevant laws and regulations of the Hong Kong Stock Exchange and the rules of the exchange, and then notify me to stand ready to go to Hong Kong for the hearing. Impression of a lot of information, in addition to the legal text, it is against the listing application materials raised numerous issues. After I decided because of my status, I have to go through special examination and approval procedures in Hong Kong. I can only give up my post and my experience of accepting the hearing is lost. When China urgently needs to establish a registration system for stock issuances, let me think so