中国投资基金业经过短短几年的发展,现已拥有70余家基金、近百亿元的规模,且越来越受到社会各界人士的关注。可以说,中国的投资基金业作为一个新型金融行业已在我国诞生。那么,如何进一步促进中国投资基金业发展?笔者认为:宏观管理上需要营造一个高效的监管与自律体系;微观运作上需要加大培育专业化的机构队伍与基金品种创新的力度;此外,还需加快国际化进程。 一、营造一个高效的投资基金业的监管与自律体系 各国或地区在投资基金管理的体系中根据本国或本地区的发展有各自的模式选择,但通常表现为两种,一种是集权管理为主的模式,即有关主管机关成立专门的全国性管理机构进行集中管理,如美国通过联邦证券交易委员会实施对其互惠基金业的管理、日本通过大藏省证券局进行管理;另一种则是采用市场调节与自律为主的模式,不设专门的监管机构,而更多依赖于行业自律性组织进行行业管理,如早期的英国,但近些年来,英国在朝着集权管理与自律并重的模式发展。 After just a few years of development, China’s investment fund industry now has more than 70 funds, nearly 10 billion yuan, and is receiving more and more attention from all walks of life. It can be said that China’s investment fund industry as a new type of financial industry has been born in our country. So, how to further promote the development of China’s investment fund industry? The author believes that: macro-management needs to create an efficient regulatory and self-regulatory system; microscopic operations need to increase the training of specialized institutional teams and fund varieties innovation; In addition, the need Speed ​​up the process of internationalization. First, to create a highly efficient investment fund industry regulation and self-regulation system Countries or regions in the investment fund management system according to their own or the development of the region have their own choice of mode, but usually manifested in two kinds, one is centralized management is The main mode, that is, the competent authorities set up a special national regulatory agencies for centralized management, such as the United States through the Federal Securities and Exchange Commission to implement its management of the mutual fund industry, Japan through the Securities Department of the Ministry of Finance to manage; the other is the use of Market regulation and self-regulation mode, without a special regulatory body, but more dependent on industry self-regulatory organizations for industry management, such as the early United Kingdom, but in recent years, the United Kingdom in the centralized management and self-regulation mode development of.