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权证是股份有限公司以定向募集方式发行的股权证(包括内部职工股)的简称.是股东按其持有股份享受权益和承担义务的凭证.相对于“场内交易”(即交易所集中交易)而言,又称为“店头交易”或“场外市场”.以下就简单地谈谈股权证的柜台交易.一、柜台交易的必要性近几年来,随着我国国有企业改革的不断深化,我省在股份制改造方面迈出了较大的步伐.迄今,全省共有约40家股份有限公司不同程度地发行了股权证,而其中已办理集中登记托管的只有13家(其中已上市的有8家),对已托管的股权证,虽然开办了柜台“赠予过户”业务,但由于缺乏公开、公平、公正的规范办法及透明度高的信息披露,造成部分权证出现黑市交易,并影响到股份制改造的健康发展和投资者的合法利益,扰乱了我省证券市场.也为一些股份公司的规范化运作
Warrants is an abbreviation of Equity Warrants (including internal employee shares) issued by a limited liability company by way of private placement, which is evidence of the shareholders’ rights and obligations under their shareholdings. Compared with the “trading floor” ), Also known as “storefront trading” or “OTC market.” The following is a brief talk about the counter trading warrants I. First, the need for counter transactions In recent years, with the continuous reform of China’s state-owned enterprises Deepening, our province has made great strides in shareholding system reform so far, the province a total of about 40 limited liability company to issue different degrees of warrants, which have been registered for centralized registration only 13 (of which have been listed Of the total number of shares held by the Company). Despite the “gift-giving” operation of the counter, the lack of openness, fairness and impartiality in the standardized and highly transparent disclosure of information has resulted in the black-market transactions of certain warrants and Affecting the healthy development of the shareholding system reform and the legitimate interests of investors, disrupting the securities market in our province, but also for the standardized operation of some joint-stock companies