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4月7日,国务院办公厅转发了国家体改委、国家经贸委、国务院证券委《关于立即制止发行内部职工股不规范做法的意见》,《意见》提出: 一、内部职工持股的定向募集股份有限公司,要继续按规范要求进行试点。国家体改委将尽快下发《定向募集股份有限公司职工持股管理规定》(以下简称《规定》)。二、各地要严格执行《股份制企业试点办法》和《股份有限公司规范意见》的规定,定向募集股份有限公司内部职工持有的股份,采用记名股权证形式,不得印制股票。根据有关规定,未经国务院主管部门批准,定向募集股份有限公司不得擅自转为社会募集股份有限公司。
On April 7, the General Office of the State Council transmitted the Opinions of the State Economic Restructuring Commission, the State Economic and Trade Commission and the Securities Commission of the State Council on Unruly Practices for Immediately Prohibiting the Issue of Internal Employee Shares. The Opinions put forward the following suggestions: I. Orientation of Internal Employee Stock Ownership Raise Co., Ltd., to continue the pilot requirements of the specification. National Economic Restructuring Commission will be issued as soon as possible to raise shares of limited liability company employee stock ownership management regulations “(hereinafter referred to as” provisions "). Second, all localities should strictly implement the Pilot Scheme for Joint-stock Enterprises and the Opinions on Joint-stock Company and regulate the shares held by employees within the Company by means of a registered warrant and may not print the shares. According to the relevant regulations, without the approval of the competent department of the State Council, the private placement Co., Ltd. shall not be transferred to the public offering Co., Ltd. without authorization.