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1977.11.14 经国务院批准,国务院证券委员会正式发布施行《证券投资基金管理暂行办法》。 1977.12.12 中国证监会发布《证券投资基金管理暂行办法》的有关实施准则,包括《证券投资基金契约的内容与格式(试行)》、《证券投资基金托管协议的内容与格式(试行)》、《证券投资基金招募说明书的内容与格式(试行)》和《基金管理公司章程必备条款指引(试行)》。并明确中国证监会开始受理设立基金管理公司和证券投资基金的申请。
November 14, 1977 Approved by the State Council, the Securities Commission of the State Council formally promulgated the Interim Measures for the Administration of Securities Investment Funds. December 12, 1977 China Securities Regulatory Commission (CSRC) Released Implementation Guidelines for Interim Measures for the Administration of Securities Investment Funds, including the Contents and Format of Securities Investment Fund Contract (for Trial Implementation), Contents and Format of Securities Investment Fund Custody Agreement (for Trial Implementation), “Contents and Format of Prospectus for Securities Investment Funds (Trial)” and “Guidelines for Mandatory Provisions of Articles of Association of Fund Management Companies (Trial)”. And made it clear that China Securities Regulatory Commission began to accept the application of establishing fund management companies and securities investment funds.