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2001年11月28日,中国证监会出台《关于证券公司增资扩股有关问题的通知》,券商终于获得了增资扩股的自主权。《通知》指出,证券公司增资扩股属于企业行为,证券公司可自主决定是否增资扩股,中国证监会不再对此设置先决条件。业内人士普遍认为,《通知》的积极意义不仅在于能够推动中国券商今后做大做强,也必将对顺利解决券商挪用客户保证金问题起到积极作用。
On November 28, 2001, China Securities Regulatory Commission promulgated the “Circular on Relevant Issues Concerning Capital Increase and Stock Expansion of Securities Companies”, and the brokerage finally obtained the autonomy for increasing its capital and increasing its share price. The Circular states that the capital increase by the securities companies is corporate behavior, and the securities companies may independently decide whether to increase their investment or increase their shares. The China Securities Regulatory Commission will no longer set any preconditions for such increase. The industry generally believe that the “notification” not only means that the positive significance of promoting Chinese brokers bigger and stronger in the future, will also be a smooth solution to the embezzlement of securities brokerage customers playing a positive role.