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汕头证券股份有限公司:经查,你公司汕融营业部及长平营业部1998年4月未分别挪用客户保证金4,553万元、4,044万元,构成《股票发行与交易管理暂行条例》(以下简称《股票条例》)第七十一条第(六)项所述的行为。此外,你公司1997年为客户股票交易提供融资2,234万元,获利391万元。上述行为,违反了《股票条例》第四十三条的规定,构成《股票条例》第七十一条第
Shantou Securities Co., Ltd.: After investigation, your company Shantou Sales Department and Changping Sales Department in April 1998 did not misappropriation of customer deposits 45530000 yuan, 40440000 yuan, constitute “Provisional Regulations on the issuance and trading of stocks” (hereinafter referred to as “Stock Ordinance”) Article 71 (6) of the act. In addition, your company provided RMB 22.34 million financing for customer stock transactions in 1997, with a profit of RMB 3.91 million. The above acts violate the provisions of Article 43 of the “Stock Regulations” and constitute the provisions of Article 71