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虚假信息披露是我国证券市场上的一个顽疾。我国现行法律法规、规章和证券交易所规则并不能有效遏制虚假信息披露,特别是不能保障和发挥证券交易所对虚假信息披露行为的有力规制。我国应借鉴韩国交易所虚假信息披露规制制度,以完善证券交易所对虚假信息披露的规制。在立法和工作机制上,我国应明确证券交易所对虚假信息披露的自律监管职责,确保其独立性和自主性;改善和丰富监管内容,在进一步完善我国现有证券交易所监管手段和处罚措施的基础上,引入韩国交易所的扣分、罚款、强制教育培训制度和有奖举报制度;在具体的监管规则设计方面,应明确详细的、可操作的虚假信息披露监管规则。
False information disclosure is a stubborn illness in China’s securities market. The current laws, regulations, rules and rules of the stock exchange in our country can not effectively curb the disclosure of false information. In particular, we can not guarantee and give full play to the stock exchange’s vigorous regulation on the disclosure of false information. Our country should draw lessons from the system of regulation of disclosure of false information of korean exchange stock, in order to improve the regulation of false information disclosure of stock exchange. In terms of legislation and working mechanism, our country should clarify the self-regulatory responsibilities of the stock exchange on the disclosure of false information to ensure its independence and autonomy; improve and enrich its regulatory content, and further improve the regulatory measures and penalties in China’s existing stock exchanges , Introduce points deductions, fines, compulsory education and training systems, and award reporting systems on the Korean Stock Exchange. Detailed regulation rules for the disclosure of false information should be specified in the design of specific regulatory rules.