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上海证券监管办公室、沈阳证券监管办公室:你们报送的证券投资咨询机构从业资格及证券投资咨询人员执业资格初审材料收悉。根据《证券、期货投资咨询管理暂行办法》和《关于证券投资咨询机构申请咨询从业资格及证券投资咨询人员申请咨询执业咨格的通知》(证监机构字[1999]68号)的有关规定,经审核,现批复如下:
Shanghai Securities Regulatory Office and Shenyang Securities Regulatory Office: You received the securities investment advisory body practitioners qualifications and securities investment consulting practitioners received the first instance qualification materials. According to the relevant provisions of the Interim Measures for the Administration of Securities and Futures Investment Consulting and the Circular on Applying for Consulting Practitioners and Consultation of Consultants for Securities Investment and Consulting Practicing in Securities Investment Consulting Institutions (Zheng Jian Zi Zi [1999] No. 68) Review, is hereby approved as follows: