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《证券法》第186条规定,“证券公司违反本法规定,为客户卖出其账户上未实有的证券或者为客户融资买入证券的,……。构成犯罪的,依法追究刑事责任。”第177条规定,“依照本法规定,经核准上市交易的证券,其发行人未按有关规定披露信息,或者所披露的信息有虚假记载、误导性陈述或者有重大遗漏的,……。构成犯罪的,依法追究刑事责任。”第189条规定,“证卷交易所,证券公司证券登记
Article 186 of the Securities Law stipulates that ”Where a securities firm, in violation of the provisions of this Law, sells unrealized securities on its account to clients or buys securities for its clients, ... If a crime is constituted, it shall be prosecuted for criminal liabilities according to law “Article 177 stipulates that” Where the issuer fails to disclose information in accordance with the provisions of this Law and the issuer fails to disclose the information in accordance with the relevant provisions, or if the disclosed information has false records, misleading statements or omissions, ... constitute a crime, shall be held criminally responsible. “” Article 189, “” Securities Exchange, the securities company securities registration