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若实然上的证券监管理念所信奉的是一条以金融监管权力高度集中为表象的单极化发展路径,那么这不仅是对金融监管法构建中的“规范与发展”精神的疏离、对市场经济理念的曲解及对有效金融监管概念的误读,而且更为严重的是,严格控制之下,被监管者“最佳方案”构思动机的缺失也必将导致市场丧失应有生机与活力。因此,市场经济模式下,金融监管法创制在理念上必须走一条自律与他律相结合、立法权及司法权与监管分权制衡的多元化路线。
If the de facto securities regulatory philosophy embraces a unipolar development path characterized by a high degree of concentration of financial regulatory power, then this is not only a departure from the spirit of “regulation and development” in the construction of the Financial Supervision Law, Misinterpretation of the concept of market economy and the misunderstanding of the concept of effective financial regulation, and more seriously, under strict control, the lack of motivation for the superintendent’s “best plan” will inevitably lead to the loss of the market Vitality and vitality. Therefore, under the market economy model, the concept of financial supervision law must take a diversified approach of combining self-discipline with other laws, legislative power, and the separation of power from supervision and administration.