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各证券监管办公室、办事处、特派员办事处:为加强对证券公司高级管理人员的监管,促进证券公司规范发展,我会对1998年颁布的《证券经营机构高级管理人员任职资格管理暂行办法》进行了补充,现将补充事项通知如下: 一、证券公司高级管理人员必须具备下列条件:1、学历和从业经历符合《证券经营机构高级管理人员任职资格管理暂行办法》的规定;2、熟悉有关金融、证券法律法规,具备履行职责所必备的经营管理知识,有较强的管理能力和业务开拓能力;
Securities Regulatory Offices, Offices and Special Representative Offices: In order to strengthen the supervision of senior management of securities companies and promote the standardization of securities companies, I will clarify the Interim Measures for the Qualification Management of Senior Management of Securities Institutions promulgated in 1998, The supplementary matters are hereby notified as follows: 1. Senior executives of securities companies must meet the following requirements: 1. Qualifications and employment experience shall comply with the provisions of the Interim Measures for the Qualification Management of Senior Management of Securities Institutions; 2. Familiar with relevant documents Financial and securities laws and regulations, possess the management knowledge necessary for the performance of their duties, have strong management ability and business development capability;