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2011年4月25日证监许可[2011]593号广发证券股份有限公司:你公司报送的关于设立广发金管家理财·策略2号集合资产管理计划的申请及相关文件收悉。根据《证券公司监督管理条例》、《证券公司客户资产管理业务试行办法》(证监会令第17号,以下简称《试行办法》)、《证券公司集合资产管理业务实施细则(试行)》(证监会公告[2008]26号,以下简称《实施细则》)等有关规定,经审核,现批复如下:
April 25, 2011 Securities Regulatory Commission [2011] No. 593 GF Securities Co., Ltd.: Your company submitted an application for the establishment of GF Asset Management Strategy No. 2 Settlement Asset Management Plan and the relevant documents were received. According to the Regulations on the Supervision and Administration of Securities Companies, the Trial Measures for the Management of Customers’ Assets of Securities Companies (SFC Order No. 17, hereinafter referred to as the “Trial Measures”), the Detailed Rules for the Implementation of the Assets Management Business of Securities Companies (Trial) Will be announced [2008] No. 26, hereinafter referred to as “the implementation details”) and other relevant provisions, audited, is hereby approved as follows: