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美国的投资基金监管有着一套完整的法规体系,实行集中管理体制。与此相比, 中国的基金监管体系在监管机构的一致性、立法的延续性、自律组织的权威性、执法的严肃性 和投资者的理性方面都有所欠缺。针对这些问题,中国应健全基金法律体系,严惩违法行为, 弘扬诚信精神,并加强透明度、行业自律和媒体与研究机构的作用。
The United States investment fund supervision has a complete set of laws and regulations, the implementation of centralized management system. In contrast, China’s fund regulatory system lacks regulatory compliance, legislative continuity, the authority of self-regulatory organizations, the seriousness of law enforcement, and the rationality of investors. In response to these problems, China should improve the fund legal system, severely punish illegal activities, promote honesty and integrity, and strengthen transparency, industry self-regulation and the role of media and research institutions.