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为了规范律师从事证券法律业务的行为,有效防范和化解证券市场风险,保护投资者利益。根据国家有关法律、法规和政策规定,现就加强律师从事证券法律业务管理问题通知如下: 一、股票发行人、可转换债券发行人和证券投资基金发起人,必须聘请具有从事证券法律业务资格的律师事务所(以下简称律师事务所)及具有从事证券法律业务资格的律师(以下简称律师)按照《公司法》、《股票发行与交易管理暂行条例》、《可转换公司债券管理暂行办法》、《证券投资基金管理暂行办法》和《国务院关于股份有限公司境内上市外资股的规定》出具法律意见书。
In order to regulate the behavior of lawyers engaged in securities law business, effectively prevent and resolve the securities market risks and protect the interests of investors. According to the relevant laws, regulations and policies of the State, we hereby notify you of the following issues concerning the management of securities law business by strengthening lawyers: I. The issuer of shares, the issuer of convertible bonds and the sponsor of a securities investment fund must have the qualification of engaging in securities law business Law firms (hereinafter referred to as law firms) and lawyers engaged in securities law business (hereinafter referred to as lawyers) in accordance with the Company Law, the Provisional Regulations on the Administration of Stock Issues and Transactions, the Interim Measures for the Management of Convertible Corporate Bonds, Interim Measures for the Administration of Securities Investment Funds and Regulations of the State Council on Domestically Listed Foreign-funded Shares of Joint Stock Limited Companies issued a legal opinion.