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选择2001-2010年中国大陆30个省为研究样本,运用SFA方法,分析了各省R&D创新与转化效率。主要发现:以发明专利申请量为科技创新产出,中国年均研发创新效率为0.532;以新产品销售收入为经济创新绩效,中国年均R&D转化效率仅为0.197。R&D创新和转化效率值均呈现:我国整体效率低下,东部地区最高,中部次之,西部最差;我国各省创新效率和转化效率基本保持不变,具有较高创新效率的省份其转化效率也较高,科技创新成果转化为经济绩效创新时存在更多的无效率因素;从时序上看,各省间的创新效率和转化效率表现为制衡效应,各省创新效率和转化效率存在马太效应;按R&D创新和转化效率值高低,30省R&D活动模式分为:高创新高转化、高创新低转化、低创新高转化、低创新低转化4种模式。我国R&D创新和转化效率未来挖掘的重点主要在中西部地区,各省应以促进研发科技成果转化为契机,采取有效的措施加快科技创新成果的转化进程。
Choosing 30 provinces in mainland China from 2001 to 2010 as the research sample, using the SFA method to analyze the provincial R & D innovation and transformation efficiency. The main findings are as follows: the amount of invention patents applied for scientific and technological innovation output, the average annual R & D innovation efficiency of China is 0.532; and the sales revenue of new products is the economic innovation performance, the annual average R & D conversion efficiency of China is only 0.197. R & D innovation and conversion efficiency values are presented: China’s overall low efficiency, the highest in the eastern region, followed by the central and western worst; innovation and transformation efficiency of our provinces remained unchanged, with higher efficiency of innovation in the provinces more efficient There are more inefficiency factors in the transition from high-tech and scientific-technological innovations to economic performance innovations. From the perspective of time series, innovation efficiency and conversion efficiency among provinces show a counterbalanced effect, and Matthew effect exists in provincial innovation efficiency and conversion efficiency. According to R & D Innovation and conversion efficiency values, 30 provinces R & D activity patterns are divided into: high-innovation high transformation, high-innovation low transformation, low-innovation high transformation, low-innovation low transformation 4 modes. The focus of future R & D innovation and conversion efficiency mining in China is mainly in the central and western regions. Provinces should take the opportunity of promoting the transformation of R & D scientific and technological achievements and take effective measures to speed up the transformation process of scientific and technological innovation achievements.