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本文在概括各国证券市场交易佣金制度变革历程的基础上,论证了废除固定佣金制度转而实行浮动佣金制度后对证券市场交易行为的影响,并探讨了各国证券市场交易佣金制度的改革趋势对我国证券市场交易佣金制度改革的借鉴,得出小型证券公司转型可以依靠其特色经营、区位优势和稳定的客户资源长期生存;大型证券公司必需使业务环节紧密配合,提供给客户多样化的服务;改变佣金收取单一模式,佣金收取向多元化结构转变,有利于证券业公司层次分级化的进一步提高等启示。
On the basis of summarizing the reform of trading commission system in various countries, this paper demonstrates the impact of the abolition of the fixed commission system on the trading behavior of the securities market after the introduction of a floating commission system, and discusses the reform trend of the commissions on the securities market in China Based on the reform of trading commission system in securities market, we can conclude that the transformation of small securities companies can depend on their special operations, long-term survival of geographical advantages and stable customer resources. Large securities companies must closely cooperate with the business and provide diversified services to customers. Commission received a single model, commissions to diversify the structure of the transfer, is conducive to further improve the hierarchical level of the securities industry to further enlightenment.