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为了从实证角度评估我国证券行政处罚的工作绩效，本文对中国证监会2010年的全部证券行政处罚案件（含市场禁入案件），根据不同的统计维度进行了专项统计分析。首先，对2010年证券案件处理方式、行政处罚具体类型、处罚对象数和处罚金额、年度收案结案比率等进行了总体的比较分析。其次，根据2010年证券行政处罚案件的数据信息，从违法行为、违法主体、处罚金额分布、深沪公司处罚数据对比、深市主板中小板处罚数据对比等维度展开专项统计分析。再次，分析了相关国家和地区2010年证券行政处罚案件的基本概况，并与我国相关数据进行了初步对比分析。从总体情况来看，我国证券执法的水平与我国资本市场在国际上所处的地位是相符合的。最后，本文对2010年被查处的内幕交易案件进行了专项统计分析，并与相关国家和地区证券监管机构查处内幕交易案件的情况进行了比较。总体上看，中国证监会内幕交易案件执法的力度和效率都取得了显著提高。“,”In order to evaluate the work performance of our domestic security administrative penalty from the perspective of empirical, we have made statistical analysis towards the whole securities administrative penalty cases （including market exclusion cases） released by China Securities Regulatory Commission in 2010. Firstly, we have made general comparative analysis towards the dealing ways of 2010＇s stock cases, types of administrative penalty, the object number and amount of the penalty, etc. Secondly, according to the data of securities administrative penalty taken place in 2010, we have made special statistics analysis from the types of unlawful act, the subject of unlawful act, the distribution of penalty, the comparison of the penalty data between the companies in Shenzhen Stock exchange and Shanghai stock exchange, and the companies from SME board. Thirdly, this report made an analysis of general outlook of the relevant national and regional securities administrative penalty cases in 2010 and conducts the preliminary comparison analysis with the related data of China. From an overall perspective, the level of China＇s securities law enforcement is consistent with the capital market of China in the world. Lastly, we made a special statistical analysis of insider dealing cases in 2010, which is compared with the insider dealing cases investigated by relevant national and regional securities regulation authorities. In general, the efficiency and enforcement of the law in the insider dealing cases of China Securities Regulatory Commission has been significantly improved.