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北京证券监管办事处:你办报送的《关于中国国际金融有限公司申请证券投资咨询从业资格及其所属咨询人员申请执业资格的初审意见》(京证监办机咨审文[2002]9号)及相关材料收悉。根据《证券、期货投资咨询管理暂行办法》、《证券、期货投资咨询管理暂行办法实施细则》和《关于证券投资咨询机构申请咨询从业资格及证券投资咨询人员申请咨询执业资格的通知》(证监机构字[1999]68号)的有关规定,经审
Beijing Securities Regulatory Office: The Opinions on the Preliminary Examination on Applying for the Qualifications of CITIC Securities Investment Consulting Consultants and Their Consultants for Practicing Qualifications issued by China International Capital Corporation Limited (No. 11 [2002] of the CSRC) And related materials received. According to the Interim Measures for the Administration of Securities and Futures Investment Consulting, the Detailed Rules for the Implementation of the Interim Measures for the Administration of Securities and Futures Investment Consulting, and the Circular on Applying for Consulting Qualifications and Consulting Qualifications for Securities Investment Consultants by Securities Investment Consulting Bodies (CSRC Word [1999] No. 68) the relevant provisions of the trial