中国证券市场在２００１年走人新的调整期，究其原由，一方面是基于市场政策的调整，另一方面是由于市场监管力度的加强，再者是凸现一、二级市场及场外交易结构的演变。而在市场调整的背后，同时涌动着投资理念转变的轨迹． 投资理念失衡， 积聚了市场风险 长期以来，由于证券 China’s securities market walked into a new period of adjustment in 2001. The reasons for this are based on the adjustment of market policies on the one hand, and the enhancement of market supervision on the other hand, as well as on the emergence of the primary and secondary markets and over-the-counter transactions Structure evolution. Behind the adjustment of the market, at the same time surging the trajectory of changing investment philosophy. Unbalanced investment philosophy, the accumulation of market risk For a long time, due to the securities