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长期以来,受国家政策和自身条件等诸多因素的限制,我国证券公司的融资渠道一直比较狭窄,而资本市场巨大的利润空间又迫使券商想尽办法获取更多的资金投入其中,于是一些不法券商为此甚至动起了客户资金的“歪脑筋”(前不久发生的“富友证券”事件就是一例)。为解决券商长期融资难的问题,证监会发布了《证券公司债券管理暂行办法》,规定证券公司经批准可以公开或定向发行债券,这为处于困境中的券商带来了福音。
For a long time, by the national policy and its own conditions and many other factors, the financing channels of China’s securities companies have been relatively narrow, and the huge profit margins in the capital market have forced the brokers to find ways to get more funds into which, so some unscrupulous brokers To this end even started a customer’s money “crooked brain” (the recent “Fuyou Securities” incident is an example). In order to solve the problem of long-term financing difficulties for the securities firms, the CSRC promulgated the Interim Measures for the Administration of Bonds of Securities Companies, requiring securities companies to issue bonds publicly or in a targeted manner, which has brought good news to distressed brokers.