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鞍山证券有限责任公司海城分公司、尹德余:中国证券监督管理委员会对鞍山证券有限责任公司海城分公司(以下简称“海城分公司”)违反证券法规的行为进行了调查。一、违规事实海城分公司于1997年4月8日向鞍山市方达证券经营处(现南方证券公司鞍山营业部)的三个股票帐户透支,透支额3300万元。海城分公司分别于1997年5月9日、30日和6月18日收回了上述三个帐户的透支款,并获得利息673230.32元。二、处罚决定
Anshan Securities Co., Ltd. Haicheng Branch and Yin Deyu: China Securities Regulatory Commission investigated the violation of securities laws and regulations by Haicheng Branch of Anshan Securities Co., Ltd. (hereinafter referred to as “Haicheng Branch”). I. Unrealistic Facts Haicheng Branch overdraft its three stock accounts with Anshan Fonda Securities (now the Anshan Sales Department of Southern Securities) on April 8, 1997 with an overdraft amount of 33 million yuan. Haicheng Branch respectively overdrafts overdrafts of the above three accounts and obtains interest of RMB 673,230.32 on May 9, 30 and June 18, 1997 respectively. Second, the punishment decision