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2007年9月证监会发布了《关于规范上市公司信息披露及相关各方行为的通知》(证监公司字(2007)128号,以下简称《通知》),针对近期证券行业违法违规行为,加强了对上市公司信息披露及相关各方行为的监管,加大了对内幕交易和操纵市场行为的打击、遏制力度,以维护市场公开、公平、公正原则和投资者合法权益,促进资本市场健康稳定云行。
In September 2007, the CSRC promulgated the “Notice on Regulating the Disclosure of Information and the Behavior of Related Parties by Listed Companies” (Zheng Jian Gong Si Zi (2007) No. 128, hereinafter referred to as the “Notice”). In view of recent violations of the securities industry, To supervise the disclosure of information of listed companies and the behaviors of all relevant parties, the crackdown and containment of insider trading and market manipulation have been stepped up so as to safeguard the principle of openness, fairness and fairness of the market and the legitimate rights and interests of investors, and promote the healthy and stable capital market. Row.