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一次失误,连续补救手段,造成庞大资金流冲击股市震荡大盘,无论是做空还是力挽狂澜,光大证券的“乌龙指”事件都给金融环境带来了巨大的影响,且不论失误操作的背后是否有虚假信息披露或是内幕交易的纵市嫌疑,事件本身就应当引起我们的反思——证券公司、证券交易行、证监会环环相扣的预警机制为何在股市“灾难”来临之时置若罔闻,对于后续的处理以及惩罚措施是否合理合法,我们是否可以从本次事件中得到启示,弥补预警与救济机制的不足,以防止类似事件的发生,这些都给金融法律理论及实务界提了许多对中国金融市场发展及稳定至关重要的问题。
A mistake, continuous remedial measures, resulting in a huge capital flow impact the broader market turmoil market, whether it is short or turn the tide, Everbright Securities “Oolong finger ” incident has brought a huge impact on the financial environment, and regardless of the error behind the operation Whether there is false information disclosure or the vertical market suspicion of insider trading, the incident itself should arouse our reflection - why securities companies, securities trading firms, the SFC interlocking early warning mechanism in the stock market “disaster” is approaching When we turn a deaf ear to the follow-up treatment and whether the punitive measures are reasonable and legal, whether we can get enlightenment from this incident and make up for the deficiencies in the early warning and relief mechanism so as to prevent the occurrence of similar incidents, all give financial legal theory and practice Many issues of crucial importance to the development and stability of China’s financial markets.