论文部分内容阅读
一、股示买卖成交与交割过程 股票买卖的成交过程,是经纪人执行投资人委托指令,使买卖行为得以确立的过程。投资人确定了要买卖的股票后,向证券经纪商发出委托指令,证券经纪商接到该指令后,立即进行指令的传递,将客户的要求迅速通知其在证券交易所场内的经纪人。场内经纪人一接到委托指令,便立刻按照客户指令的要求在场内参与买卖竞价,直至在股票的种类、价格、数量上均与客户的指令达成一致,宣告成交。至此,委托买卖成交过程完成。成交过程是股票交易程序的关键阶段,成交的实现主要通过各种口头或是书面协议来确定的,如填写成交单等。
First, the shares of the transaction and the delivery process of stock trading in the transaction process, the broker is the implementation of investor orders, the sale and purchase activities can be established process. After the investor determines the stock to be traded and sold, it issues a commission order to the securities broker. Immediately after the broker receives the order, it passes the order and promptly notifies the broker on the stock exchange of the client’s request. As soon as the agent in the venue receives the order, he immediately participates in the auction in accordance with the requirements of the client’s order. Until the order, type, price and quantity of the stock are agreed upon with the client, the transaction is announced. At this point, commission the completion of the transaction. The transaction process is the key stage of the stock trading process, the realization of the transaction is mainly through a variety of verbal or written agreement to determine, such as completing a single transaction.