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随着金融市场的纵深发展和美国“次贷”危机带来的巨大冲击,世界各国开始对金融衍生品及监管模式展开了深刻反思。后危机时代,资本市场作为金融市场的重要组成部分,其发展与规范日益受到重视。由于各自领域关注重点不同,金融界与法学界对同一事件的解读必然迥异,故操纵证券、期货市场罪是否应当适时扩容,尤其是股指期货能否被操纵成为各领域专家争论的话题。对于资本市场违法行为的刑法规制而言,首先必须是立法活动应当与实践紧密结合,其次是刑事法律理论应该走在实践前面。
With the in-depth development of financial markets and the tremendous impact of the crisis in the U.S. subprime mortgage loan, countries in the world started to deeply rethink the financial derivatives and regulatory models. In the post-crisis era, the capital market, as an important part of the financial market, has drawn increasing attention and development. Due to the different focuses of their respective fields, the interpretations of the same event by the financial and legal circles will inevitably be very different. Therefore, whether the crime of manipulating the securities and futures markets should be expanded in time, especially whether the manipulation of stock index futures can become the topic of debate among experts in various fields. For the criminal law and regulation of capital market violations, the legislative activities must first be closely integrated with practice, and secondly, the criminal law theory should be preceded by practice.