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证券交易所是上市证券进行集中交易的场所,是重要的高度组织化的证券市场主体,在提供证券交易设施及信息、减少投资风险、维持证券市场的良性运转方面发挥了重要作用。我国分别于1990年12月和1991年7月成立的上海证券交易所和深圳证券交易所,虽为我国公司、证券制度的完善作出了贡献,但在发展中确实也出现了诸多问题,而我国尚不完善的相关法规又无法为之解决提供有效的途径。本文试图为其中尤为重要和迫切的证券交易所对上市公司及其董事的处罚寻找法律依据,以减少纠纷的发生。
Stock exchanges are the places where listed securities are concentrated transactions. They are important highly organized securities market players and play an important role in providing securities trading facilities and information, reducing investment risks and maintaining the sound operation of the securities market. Although the Shanghai Stock Exchange and the Shenzhen Stock Exchange, established in December 1990 and July 1991 respectively in our country, have contributed to the improvement of our company and securities system, many problems have indeed emerged in our development. However, our country The imperfect laws and regulations can not provide an effective solution to this problem. This article attempts to find a legal basis for the punishment of listed companies and their directors, which is especially important and urgent, to reduce the disputes.