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2007年9月,中信债券中金公司取得券商直接投资业务的试点资格,接着08年有华泰、国信、海通、平安、国泰中银国际、广发等券商相继获得直接业务试点资格。随着国内多层次资本市场的建立,证监会努力为券商直接投资拓展开放性的平台,直投业务的开闸鼓励符合要求的债券公司申请参与直投业务的试点;我国券商逐步向创新型业务推进,其中直接投资就是满足创新形式的亮点。本文通过分析我国介绍我国券商开展直投业务含义及对其发展过程和面临的现状,提出规范并加快我国直投业务开展的几点建议。
In September 2007, CITIC Securities CICC obtained the pilot qualifications for direct investment business of brokerage firms. Then in 2008, Huatai, Guoxin, Haitong, Ping An, Cathay BOC International, GF and other brokerages successively obtained the pilot qualification for direct business. With the establishment of a multi-level domestic capital market, the CSRC endeavored to expand the open platform for direct investment by brokerage firms. The opening of direct investment business encouraged the qualified bond companies to apply for pilot participation in direct investment business. Our brokerages gradually turned to innovative businesses Advancing, of which direct investment is to meet the innovative form of the bright spot. This article analyzes the meaning of direct investment business introduced by our country’s brokerages and its development process and the status quo faced by China, puts forward some suggestions to standardize and speed up the direct investment business in our country.