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各具有主承销资格的证券公司:为督促具有主承销资格的证券公司(以下简称公司)切实履行《证券法》等有关法律法规赋予的对证券发行申请材料的核查职责,提高证券发行申请材料的质量,现就建立证券发行申请材料主承销商核对制度的有关问题规定如下,请遵照执行,并将实施中的新情况和新问题及时报告我会。一、公司在承销证券的过程中,应按照《证券法》及其他有关法律、法规和政策要
Each securities company that has the lead underwriter qualification: In order to supervise the securities company (hereinafter referred to as “the company”) with the lead underwriting qualification to effectively fulfill the verification responsibilities for the application materials for securities issuance conferred by the relevant laws and regulations such as the Securities Law, and to increase the application materials for securities issuance Quality, the establishment of the securities issuance application materials underwriter verification system of the relevant issues are as follows, please follow the implementation, and the implementation of the new situation and new issues promptly report I will. First, the company in the process of underwriting securities, should be in accordance with the “Securities Law” and other relevant laws, regulations and policies