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证券市场监管的目标与原则一般地说,一个运作良好的资本市场所包含的关键要素有:良好的财产权利安排;良好的投资者保护;足够的透明度和良好的信息披露;股东的积极参与和主动行动;公司管理层与所有者密切合作,良好的管理层业绩激励机制,对表现不佳的管理人员的制裁和替换;促进公司提升业绩;推动长期投资;鼓励创新和承担风险;良好的公司治理和公司合规运作;良好的、有效的、强有力的监管和有着"坚牙利
Aims and Principles of Securities Market Regulation Generally speaking, the key elements of a well-functioning capital market include: good property rights arrangements; good investor protection; adequate transparency and good disclosure of information; the active participation of shareholders and Initiatives; Close cooperation between management and owners; Good management performance incentives; Sanction and replacement of underperforming executives; Promoting companies to improve performance; Promoting long-term investments; Encouraging innovation and taking risks; Good companies Governance and Corporate Compliance Operations; Good, Effective, Robust Regulation and Compliance