论文部分内容阅读
深圳证券监管办公室:你办报送的《关于第一创业证券有限责任公司证券投资咨询从业资格的初审意见》(深证办发字[2002]254号)及相关材料收悉。根据《证券、期货投资咨询管理暂行办法》、《证券、期货投资咨询管理暂行办法实施细则》和《关于证券投资咨询机构申请资询从业资格及证券投资咨询人员申请咨询执业资格的通知》(证监机构字[1999]68号)的有关规定,经审核,现批复如下:
Shenzhen Securities Regulatory Office: You have submitted the “First Venture Securities Co., Ltd. Securities Investment Advisory Opinion” (Shenzheng Ban Fa Zi [2002] No. 254) and related materials received. According to the Interim Procedures for the Administration of Securities and Futures Investment Consulting, the Detailed Rules for the Implementation of the Interim Measures for the Administration of Securities and Futures Investment Consulting, and the Circular on Applying for Consulting Qualifications and Consulting Qualifications of Securities Investment Consultants by Securities Investment Consulting Institutions (Securities Regulatory Commission Agency [1999] No. 68), the relevant provisions of the audit, are hereby approved as follows: