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证券市场自诞生之日起,证券违法行为就如影相随,挥之不去,就连当今金融证券市场监管体系相当完备的国家也概莫能外。据美国联邦贸易委员会、联邦调查局以及美国证券管理部门和有关专家估计,美国每年仅在投资领域发生的诈欺行为金额在100亿到400亿美元之间。①与美国相比,中国证券市场的资金规模无疑要小很多,但是目前在中国的上市公司当中已经和正在发生的证券违法行为,无论从其涉及金额占整个国内证券
Since the birth of the securities market, the illegal acts of securities have gone hand in hand. Even the countries with fairly complete regulatory systems in the financial and securities markets can not afford to be outside. According to the estimates of the U.S. Federal Trade Commission, FBI, U.S. securities management department and relevant experts, the amount of fraud committed by the United States in the area of investment alone amounts to between 10 billion and 40 billion U.S. dollars each year. ① Compared with the United States, the size of the capital in China’s securities market is undoubtedly much smaller. However, the current and ongoing securities violations among listed companies in China, regardless of the amount involved in the total domestic securities