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《中国证券监督管理委员会股票发行审核委员会条例》,最近已经国务院批准实施。这一条例足根据《中华人民共和国证券法》第十四条的规定制订,它的获准实施标志着我国股票发行审核工作已步入法制化轨道。1998年以来,我国证券监督管理体制发生了较大的变化。经国务院决定,原国务院证券委员会撤销,其职能并入中国证监会。从1993年起实行的发行审核委员会工作规则已不能适应新形势的要求。随着《证券法》的正式实施,股票发行审核委员会(发审委)作为股票发行的审核表决机构的职能和地位已得到法律的确定。据了解,为使发审委的组成办法、人员任期和工作程序等规范化,《条例》作了具体规定。首先,为了保证审核质量,条例要求所聘请的委员须熟悉我国宏观经济政策和有关证券市场的法律、法规和政策,了解证券业务,且具有足够的专业判断能力;其次,为了增加审核的透明度和公开性,便委员在组成上更具有代表性,扩大了中国证券监督
China Securities Regulatory Commission Stock Issuance Audit Committee Ordinance recently approved by the State Council. This regulation is formulated in accordance with the provisions of Article 14 of the Securities Law of the People’s Republic of China. Its approval and approval indicates that the examination and approval of the stock issuance in China has entered the legal track. Since 1998, great changes have taken place in the securities regulatory system in our country. Upon the decision of the State Council, the former State Council Securities Commission is withdrawn and its functions are incorporated into the CSRC. The rules on the issuance of audit committees since 1993 have been unable to meet the requirements of the new situation. With the formal implementation of the Securities Law, the functions and position of the issuance examination committee (issuance examination committee) as the auditing and voting body for the issuance of shares have been confirmed by law. It is understood that, in order to make the issuance examination committee composition, staff tenure and work procedures and other standardized, “Ordinance” made specific provisions. First of all, in order to ensure the quality of the audit, the regulations require that the members engaged should be familiar with the laws, regulations and policies of China’s macroeconomic policies and relevant securities markets to understand the securities business and have sufficient professional judgment. Secondly, in order to increase the transparency of the audit and Openness, members will be more representative in the composition, expanding China’s securities supervision