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各证券经营机构:为规范证券经营机构股票承销业务,防范和化解股票承销业务风险,现就证券公司在分类期间股票承销业务监管工作的有关问题通知如下:一、重新审查证券公司股票承销业务资格(一)在分类期间,证监会对已取得股票承销业务资格的证券公司重新进行承销资格审查。(二)证券公司申请取得股票承销商资格,应当具备下列条件:1.净资产不低于人
Securities Institutions: In order to regulate the stock underwriting business of securities institutions and to prevent and mitigate the risks of stock underwriting business, we hereby notify you of the relevant issues concerning securities regulatory work under the stock underwriting business during the classification period as follows: I. Re-examine the qualification of stock underwriting business of securities companies (I) During the period of classification, the CSRC will re-conduct underwriting qualification examination for the securities companies that have obtained the qualification for stock underwriting business. (2) The securities company that applies for obtaining the qualification of the stock underwriter shall meet the following conditions: 1. The net assets shall not be lower than one