为回应近期业界的询问,证监会发布正式文件称,基金投资创业板上市的股票和可转换债券应属合法。 9月22日,证监会基金部向各基金公司以及各基金托管银行下发了名为《关于证券投资基金投资创业板上市证券的说明》(下称《说明》)的函件。《说明》明确,创业板上市的股票和可转换债券,是国内依法发行上市的股票和债券,符合《基金法》第58条第一项的 In response to recent inquiries from the industry, the SFC issued an official document saying that the shares listed on the GEM Investment Fund and the convertible bonds should be lawful. On September 22, the CSRC Fund Department issued a letter to the respective fund companies and the fund custodian banks titled “Notes on Securities Investment Funds Investing in GEM Listed Securities” (the “Explanation”). “Explanation” made it clear that the stocks and convertible bonds listed on the GEM are stocks and bonds issued and listed according to law in China, in line with the first paragraph of Article 58 of the Fund Law