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近日,中国证券业协会第三次会员大会审议通过了《中国证券业协会章程》,在业界引起强烈反响。为此,记者采访了中国证券业协会有关负责人。 问:根据行政监管机关的授权,协会承担一些监管性职能,这样做有什么依据? 答:根据证券市场发展状况及自律组织自我管理的能力,让自律组织发挥力所能及的监管作用,这是国际惯例。这样做,并不会改变行业自律
Recently, the third general meeting of the Securities Association of China examined and adopted the “Articles of Association of the Securities Association of China,” arousing strong repercussions in the industry. To this end, the reporter interviewed the relevant person in charge of China Securities Association. Q: According to the authorization of the administrative supervisory authority, the association takes on some regulatory functions. What is the basis for doing so? A: According to the development of the securities market and the self-regulatory ability of self-management, self-regulatory organizations can exert their supervisory functions to the best of their abilities. This is an international practice . Doing so will not change the industry's self-regulation