交易是市场行为是多个不同利益主体的博弈,始终存在着各自利益驱动下的明争暗斗,因此,在交易运行过程中交易风险无处不在,无时不会发生。故此风险防范便要贯穿于整个交易过程中。而风险防范仅有一套较为健全的制度体系是无法保证交易正常运转的,因为制度只是对参与交易事项的各相关者的约束规范,能否在实际运行中得以共同遵守就很难保证了。实践证明,这个“共同遵守”仍然要靠人的实际工作作保证才能得以实现。就 Trading is a game in which market behavior is the game of many different stakeholders. There is always a struggle between the two parties under the influence of their respective interests. Therefore, trading risks are ubiquitous and may never happen in the course of trading. Therefore, risk prevention will have to run through the entire transaction process. However, only a set of sound system of risk prevention can not guarantee the normal operation of the transaction, because the system is only binding on the parties involved in the transaction norms, whether in the actual operation can be jointly respected it is difficult to guarantee. Practice has proved that this “common compliance ” still depends on people’s actual work as a guarantee to be realized. on