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保护基金持有人权益乃现代基金法制之灵魂。面对基金管理人在管理基金资产时出现的种种不当行为,民事诉讼无疑将成为基金持有人维权首选的法律武器。作为全球基金业最发达的国家,美国正是通过构建一套完整可行的民事诉讼机制来实现对基金持有人的救济。这种救济主要源自《投资公司法》中的明示诉讼、判例法中的默示诉讼及SEC的诉讼援助。为完善对我国基金持有人的民事救济,以遏制基金管理人的侵权行为,今后我国在修订基金立法时有必要对之加以借鉴。
The protection of fund holders’ rights and interests is the soul of the modern fund legal system. In the face of misconduct of fund managers when managing fund assets, civil litigation will undoubtedly become the preferred legal weapon for fund holders to defend their rights. As the most developed country in the global fund industry, the United States is precisely through the construction of a complete set of civil litigation mechanisms to achieve the relief fund holders. This relief comes primarily from express litigation in the Investment Company Act, implied litigation in case law and litigation aid from the SEC. In order to improve the civil remedies to the fund holders in our country and to curb the infringement behaviors of the fund managers, it is necessary for our country to draw lessons from it in the revision of the fund legislation in the future.