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产业升级是实现经济结构转变的重要方式,然而当前仍缺乏一套较好的可供政策制订参考的理论框架和方案。基于Coleman的微观—宏观关系模型,尝试将产业和企业两个层面进行关联与对接,试图构建一个产业升级的跨层次模型,从而揭示产业升级的微观实现机制。具体而言,从双元性理论视角,强调产业升级是一个兼顾对现有产业的开发式创新和对新型产业的探索式创新的过程。在这个过程中,产业中的核心企业需要具备双元性的战略思维和能力,即通过流程、产品升级开发当前产业环节潜力,通过功能和链条升级探索新的产业环节与产业链两方面平衡的能力,从而带动整个产业的升级和持续竞争优势。最后,对模型的理论和实践意义进行了探讨。
Industrial upgrading is an important way to realize the transformation of economic structure. However, there is still a lack of a set of theoretical frameworks and programs that can be used for policy formulation and reference. Based on Coleman’s micro-macro relationship model, this paper tries to connect and connect the two aspects of industry and enterprise, trying to build a cross-layer model of industrial upgrading, so as to reveal the microscopic realization mechanism of industrial upgrading. Specifically speaking, from the perspective of duality theory, it is emphasized that industrial upgrading is a process that takes into consideration the development-oriented innovation of existing industries and the exploration-based innovation of new industries. In this process, the core enterprises in the industry need to have the dualistic strategic thinking and ability to balance the potentials of developing the current industrial links through the process and product upgrading, exploring the new industrial links and the industrial chain through the upgrading of functions and chains Ability, thus promoting the upgrading of the entire industry and sustainable competitive advantage. Finally, the theoretical and practical significance of the model are discussed.