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在西方发达国家比较成熟的资本市场中,健全的投资者适当性制度,现已发展成投资者保护制度的重要基石之一,是规范投资者和证券公司之间权利和义务关系必不可少的内容。其发展有利于保护处于信息弱势地位的投资者、满足不同风险偏好投资者的多层次金融服务体系。什么是投资者适当性2012年,国际证券委员会组织在《关于复杂金融产品分销的适当性咨询报告》中对投资者适当性制度进行了界定。
In the more mature capital markets of developed countries in the West, a sound system of investor suitability has now developed into one of the important cornerstones of the investor protection system, and is essential for regulating the rights and obligations between investors and securities companies content. Its development is conducive to the protection of investors who are in a weak position in information and the multi-level financial service system for investors with different risk appetite. What Is Investor Suitability In 2012, IOS defined the system of investor appropriateness in the Report on Adequacy in the Distribution of Complex Financial Products.