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证券监管是政府干预社会经济在证券业中的体现。证券监管法律制度是指调整国家对证券业实施监督和管理形成的社会关系的法律规范的总称,证券监管法律制度属于经济法的范畴,是经济法的部门法。本文以此理论为基点,对我国证券监管的现状作出了实证分析,并阐明了完善证券监管必须从社会整体经济利益出发,合理界定政府监管权力和证券自律机构的权利。
Securities supervision is the government’s intervention in the social economy in the securities industry. The legal system of securities supervision refers to the general regulation of the legal norms governing the social relations formed by the state supervision and management over the securities industry. The legal system of securities supervision belongs to the category of economic law and is the sectoral law of economic law. Based on this theory, this paper makes an empirical analysis of the status quo of China’s securities regulation and clarifies that the perfect securities regulation must proceed from the overall economic interests of the society and rationally define the rights of government regulatory power and securities self-regulatory institutions.