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由于诸多原因,交易所公司债券市场发展相对滞后,现行的公司债券监管规则体系存在一定不足,既有理念层面重股轻债和行政管制的原因,也有制度层面顶层设计不足的原因,同时还涉及对投资者定位偏差的问题,一定程度上制约了市场的发展。文章从上述原因着手,以现行公司债发行监管规则的问题与完善为视角,提出了《证券法》及相关配套制度的修改建议。
Due to many reasons, the development of exchange-traded corporate bond market lags behind. The current regulatory system of corporate bonds has some shortcomings, including the reasons for heavy debt and administrative control on the concept level as well as the top-level design deficiencies at the institutional level. To some extent, the problem of deviation of investors has restricted the development of the market. From the above reasons, the article takes the existing problems and consummation of the regulation of corporate bond issuance as the angle of view, and puts forward the suggestions of the revision of “Securities Law” and related supporting systems.